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Insightful blogs and articles related to banking and financial services operations across mortgages, financial crime, commercial lending, and more.

BSA/AML Compliance

FATF Red Flags for Money Laundering and Terrorist Financing

Money laundering has been rising globally despite the growing laws and regulations and clamping down from enforcement agencies. The annual...

Enterprise Risk Management

4 Key Components of a Robust ERM Framework for Financial Institutions

An enterprise risk management framework (ERMF) is a template or guideline that enables a systematic approach to identify, analyze, and...

Enterprise Risk Management

The Three Lines of Defense Model in Risk Management

Developed by the Institute of Internal Auditors in 2013, the three lines of defense model (3LoD/TLoD) is one of the...

Financial Crime Compliance

U.S. Treasury Releases 2023 Illicit Finance Risk Assessment of DeFi

The U.S. Department of the Treasury on April 06, 2023, released a report, titled Illicit Finance Risk Assessment of Decentralized...

Financial Crime Compliance

The History of FATF Recommendations for AML/CTF Compliance

Financial Action Task Force (FATF) is an intergovernmental policy & standard-setting body of the U.S. Department of the Treasury dedicated...

Enterprise Risk Management

Enterprise Risk Management (ERM) in the Banking Industry

Enterprise Risk Management (ERM) in the banking industry refers to risk management strategies and systems to identify, manage, and prepare...

Enterprise Risk Management

4 Key ERM Frameworks to Manage Cybersecurity Risks in Banking

Banks and financial organizations encounter unique challenges and risks in their line of business. Unexpected threats and risks arising from...

Enterprise Risk Management

Evolution of the Basel Accords: An Overview

The development of the Basel Accords continues to evolve. As a result, from 2012-2017, the commission dealt with questions about...

Enterprise Risk Management

9 Types of Enterprise Risks in the Banking Industry

Enterprise risk management refers to the process and systems in place to identify the risks and provide solutions to manage...

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