Enterprise Risk Management
Solutions For Financial Institutions
Manage critical risks due to business disruption, financial crime, market volatility, geopolitical situations, regulatory violations, etc., with our multi-disciplinary enterprise risk management approach.
Leverage our 8+ decades of domain experience to:
- Design, implement, and test risk controls
- Manage policy governance for risk management
- Perform reporting, oversight, and quality control
Partnering with the Office of the CRO
Realistic and Tailored ERM Solutions
Our proprietary Digital Knowledge Operations™(DKO™) -based enterprise risk management (ERM) approach offers deep-domain expertise to assess, identify, and mitigate a variety of risks.
We design and deploy cross-functional, domain-agnostic process control systems, perform AI-powered control testing, and Managed Services with integrated quality, compliance, and certified operations teams to offer reliable and cost-effective execution.
Anaptyss partners with Chief Risk Officers, Risk Managers, Chief Data Officers, law firms, and other stakeholders/entities to manage pitfalls in situations involving financial crime, operational disruption, market volatility, hazards, ESG risk, strategic failures/lapses, process/operational issues, etc.
Our ERM Services
- Employee training
- Technology/system breakdown
- System failure
- Title search
- Survey
- Zoning requirement
- Escrow requirement
- Encumbrances review
- Policy and governance
- Regulatory compliance
- Balance sheet management
- Pre-boarding & KYC
- CDD & EDD
- Transaction monitoring
- Fraud management
- FED testing and remediation
- End-to-end alert management
- Transaction monitoring
- Payments review
- ACH management
- Reporting & SAR filing support
- System selection
- Implementation
- Post-implementation support
- Reporting
- Adherence to Shared National Credit Program
- Review of SBA/HLT
- Review of mercantile report
- Review of field audit report
- Compliance process findings
- Collateral valuation
- Lien status, title work, UCC search
- Credit policy controls
- Operational Risk Controls
- Undocumented Controls
- Additional Controls
- Inherent Risk Ratings
- Impact of Ratings
Modernize the Lines of Defense
AI-Powered Enterprise Risk Management
Leverage our proactive, risk-based approach to transform the traditional 3 lines of defense (LOD) model to address the rapidly emerging financial & non-financial risks.
Our domain-centric & real-world approach combines human expertise with intelligent technological interventions to effectively remediate vast enterprise risks by implementing proven strategies and frameworks.
We assist financial institutions in policy audits and reviews, risk assessment and identification, control design and testing, quality management, and general policy governance across the processes, staff, technology stack, and other critical pillars.
Design, deployment, and testing of control mechanisms based on the bank size, geolocation, demographic profile, and product line to ensure optimum enterprise risk mitigation outcomes and profile score.
Key Offerings
- Enhanced control framework and testing scripts
- Continuous control monitoring
- Managed Center of Excellence for testing for best-in-class efficiency and effectiveness
- Simplified change management
We leverage customized checklists for individual banks, offering a 360-degree, touchpoint-based approach for assessing and mitigating enterprise risks. Our focused ERM approach helps through the following:
Key Offerings
- Top-down approach for enterprise risk assessment
- Granular checklist with 100+ items
- Manageable and portable formats
- Reporting on the progress of ERM
Our seasoned advisory team helps banks design robust policy frameworks and processes to manage enterprise risks for diverse functions and verticals such as financial crime, commercial and industrial lending, commercial real estate, etc.
Key Offerings
- Assess and verify the processes and models
- Review, evaluation, and profiling of risks
- Propose and implement process management frameworks
- Simplify and standardize operations through process re-engineering
Why Anaptyss?
With Anaptyss, achieve timely, cost-effective, and reliable implementation of enterprise risk management strategies across virtually all verticals and functional areas. Our delivery models offer the flexibility and expertise to support successful execution of complex ERM projects. Aside from deployment, our domain experts also offer domain-led risk advisory to conceive ground-up frameworks and systems for managing risks.
100% Certified
Our consultants and delivery leadership are certified by leading accreditation bodies.
8+ Decades
Our consultants bring in 8+ decades of knowledge and deep domain expertise.
SMART Dashboard
Our tailored dashboards offer 360-degree-view of a wide variety of business metrics.
Comprehensive Defense
Our consultants design comprehensive defense plans for governance, risk, and control.
